Financial Services Regulation
Service overview: Financial services regulation
- Financial services regulation is increasingly complex and places heavy burdens and restrictions on how financial institutions may operate.
- Our financial services lawyers can help you navigate the evolving and complex financial services regulatory environment.
- Our team can advise and support senior management, in-house legal teams, compliance functions and front-line businesses to develop and enhance their regulatory frameworks and control environments.
- We can also help you deal with the Financial Conduct Authority’s (FCA’s) regulatory regime.
Why choose Harper James? Our financial services regulation solicitors’ experience
Our financial services solicitors have all been recruited from top 100 UK law firms or from large international businesses. Find out more about our financial services solicitors here:
What our clients say
We pride ourselves on delivering an excellent service for clients, but don’t just take our word for it.
As a young and growing fintech company, there have been a number of legal matters that we have needed to manage; such as client contracts, employment contracts and fund raising from investors. We’ve used Harper James for around a year and they have provided us with very valuable support through several lenses, not least in our funding round in late 2017, where we raised £1million and Harper James managed the legal side of the transaction. We recommend them without hesitation.
Harper James provide a cost effective, responsive and versatile service and provide us with access to legal teams that are experienced, commercially focused and well-resourced. Most importantly they are extremely familiar with the SME market and know the venture capital sector well.
Harper James have become a vital part of our business. We get quality advice from experienced solicitors at prices that other firms do not appear to be able to match.
As a University spin-out getting the right team of lawyers to support our emerging business was fundamental and the team are always available to provide us with the invaluable guidance and support we require.
